As a new client, your relationship with us begins with a thorough analysis of your expectations, cash flow needs, short-term and long-term investment goals, as well as investable assets.
A Registered Representative of the firm, who maintains a close working relationship with you for as long as we manage your assets, then reviews any portfolio constraints that you may have. This allows us to create a road map specifying the objectives and investment strategies for your portfolio.
Based on this road map, we build, invest, and monitor your individual portfolio in accordance with your risk profile and investment goals. These goals can be very specific, such as funding an endowment or guaranteeing a child’s future college expenses. The goals can also be very broad, such as general wealth building or investing only in socially responsible companies. But no matter what your goals, you benefit from our disciplines approach to managing risk and increasing long-term performance through diversification. Although we review periodically your goals or financial circumstances, we ask you to contact us if they change significantly. Base on these periodic and special reviews, we re-balance or restructure your portfolio as necessary.
At Anchor Bay Securities, LLC, our investment processes promote compliance with the Uniform Prudent Investor Act.
Our investment philosophy is based on long-term investing, not wild speculation or trading.
Trend-following has no place in our philosophy. We seek to provide our clients with the highest return at the lowest possible risk consistent with their objectives. WE do this by investing in a diverse array of carefully analyzed mutual funds. We invest only in mutual funds that are traded freely in domestic markets – including international mutual funds available on U.S. exchanges.
Anchor Bay Securities, LLC provides comprehensive services to individual investors, trusts, retirement plans (including 401(k) plans), corporations and charities.
We assist investors of all types quantify their long-term goals and provide the road map that’s required to achieve those goals. We also assist in understanding why we select the assets comprising their portfolios, and make sure they are comfortable with the risk levels associated with them. Our principals are available to share their expertise with each of our clients personally – or with their other trusted professional advisors such as CPAs and attorneys.
We have joined in strategic alliances with leading estate planning attorneys and CPAs to provide you with a complete array of services including:
- Financial and estate planning
- Retirement planning
- College planning
- Business retirement planning
- Risk Management (life insurance and disability insurance)
Our comprehensive services give you extra time to pursue your business or personal interests and relieve you of the need to invest on your own.